Robert Justus
Professional summary
Robert Justus, who also goes by Robert Bryan Justus, is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Salina, Kansas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Justus's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Justus's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2020 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 144 South Santa Fe, Salina, KS 67401October 22, 2020 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 144 South Santa Fe, Salina, KS 67401January 1, 2008 - October 22, 2020
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - October 22, 2020
WELLS FARGO CLEARING SERVICES, LLC
January 8, 2001 - January 1, 2008
A. G. EDWARDS & SONS, INC.
September 8, 1999 - January 3, 2008
A. G. EDWARDS & SONS, INC.
February 16, 1999 - September 1, 1999
MARKETING ONE SECURITIES, INC.
January 1, 1998 - December 14, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 13, 1997 - January 1, 1998
NATIONSSECURITIES
September 3, 1996 - August 13, 1997
BOATMEN'S INVESTMENT SERVICES, INC.
July 26, 1995 - September 3, 1996
BANC IV INVESTMENTS, INC.
February 15, 1994 - April 3, 1995
EDWARD JONES
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2023)
(10/22/2020)
(10/22/2020)
(10/22/2020)
(4/23/2025)
(2/1/2023)
(10/22/2020)
(10/30/2020)
(5/24/2022)
(10/22/2020)
(10/22/2020)
(7/9/2021)
(10/22/2020)
(10/22/2020)
(2/21/2024)
(10/22/2020)
(10/22/2020)
(10/22/2020)
(10/22/2020)
(10/22/2020)
(10/22/2020)
(10/22/2020)
Exams
FINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025Salina, KS 67401TRUST BUT VERIFY
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