Steven E. Larson
Professional summary
Steven Ellsworth Larson was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Steven had worked at 4 firms, which includes OAKBRIDGE FINANCIAL SERVICES, OAKWOOD CAPITAL SECURITIES INC., MOLONEY SECURITIES CO. INC., EDWARD JONES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2011 - May 13, 2016
OAKBRIDGE FINANCIAL SERVICES
May 26, 2006 - September 1, 2011
OAKWOOD CAPITAL SECURITIES, INC.
February 1, 2000 - May 11, 2006
MOLONEY SECURITIES CO., INC.
January 12, 1994 - February 8, 2000
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
OAKBRIDGE FINANCIAL SERVICES
CRD#: 16323 / SEC#: , 8-33729
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUANG, JOHN CHUNEN | OWNER | 2659909 |
| STANDLEY, MICHAEL THOMAS | OWNER | |
| WINTER, KATHRYN ANN | OWNER | 4523089 |
| CLAYTON, ALAN CLIFTON | OWNER | 2407426 |
| DAVIS, GRAHAM LEWIS | OWNER | 2430102 |
| HIGGINBOTHAM, SUZANNE G | OWNER | 1443872 |
| LARSON, STEVEN ELLSWORTH | OWNER | 2422755 |
| SIEBER, DEBRA ANN | OWNER | 5636638 |
| WILSON, CHARLENE FAITH | FINOP, CCO | 1935747 |
Disclosures
| Regulatory Event | 7 |
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