Mark H. Rhynes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Herman Rhynes was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1993. Mark had worked at 17 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2020 - July 11, 2023
GLOBETECH SECURITIES LLC
October 16, 2017 - November 21, 2018
AMERIVET SECURITIES, INC.
October 13, 2017 - November 21, 2018
AMERIVET SECURITIES, INC.
October 24, 2015 - March 10, 2016
MERCURY SECURITIES, LLC
June 3, 2013 - June 30, 2016
SALT SPRAY CAPITAL
May 3, 2013 - January 25, 2016
RIDEAU LYONS & CO.
March 31, 2010 - July 28, 2010
T-H BROKERAGE SERVICES, LLC
July 13, 2004 - December 31, 2016
URB ADVISORS, LLC
March 25, 2003 - July 1, 2004
FUSION ANALYTICS SECURITIES LLC
June 7, 2002 - October 30, 2002
BMA SECURITIES, LLC
January 15, 2002 - March 26, 2002
ASHTON STEWART & CO., INC.
May 6, 1998 - September 30, 2016
EVENTURELINK SECURITIES INC.
August 1, 1996 - May 7, 1998
INTERFIRST CAPITAL CORPORATION
March 27, 1996 - July 10, 1996
GLENFED BROKERAGE SERVICES
April 11, 1995 - March 28, 1996
TOLUCA PACIFIC SECURITIES CORP.
April 6, 1995 - April 28, 1995
THE BOSTON GROUP
December 20, 1994 - April 10, 1995
GILFORD SECURITIES INCORPORATED
December 20, 1993 - December 21, 1994
MEYERS SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GLOBETECH SECURITIES LLC
CRD#: 306611 / SEC#: , 8-70531
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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