Brian C. Jensen
Professional summary
Brian Christopher Jensen is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Chicago, Illinois.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1994. Brian has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Christopher Jensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2011 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 900 North Michigan Ave 15th Fl, Chicago, IL 60611December 18, 2007 - July 13, 2011
OGILVIE SECURITY ADVISORS CORPORATION
July 22, 2003 - July 20, 2006
HORNOR, TOWNSEND & KENT, LLC
May 14, 2002 - August 12, 2002
OGILVIE SECURITY ADVISORS CORPORATION
April 2, 1999 - July 31, 2001
BROOKLIGHT PLACE SECURITIES, INC.
January 11, 1994 - November 12, 1998
ROBERT W. BAIRD & CO. INCORPORATED
January 11, 1994 - November 12, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2011)
Exams
FINRA
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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