Steven H. Woodward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Howard Woodward, who also goes by Steven Howard Woodward, Steve Howard Woodward, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1994. Steven had worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 22, Series 3, Series 24, Series 27, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2020 - December 31, 2022
QUASAR DISTRIBUTORS, LLC
September 9, 2011 - September 19, 2018
BANCWEST INVESTMENT SERVICES, INC.
January 20, 2009 - July 18, 2011
TD AMERITRADE, INC.
October 3, 2006 - September 14, 2007
NATIONAL INVESTOR SERVICES CORP.
January 12, 2004 - May 26, 2004
AMERITRADE NORTHWEST, INC.
September 10, 2002 - August 18, 2003
ICAPITAL MARKETS LLC
September 9, 2002 - September 10, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
March 16, 1999 - January 15, 2009
TD AMERITRADE CLEARING, INC.
October 25, 1995 - December 18, 1997
ACCUTRADE INC.
January 18, 1994 - October 26, 1995
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
