Amy L. Styer
Professional summary
Amy Lou Styer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Amy is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Amy had worked at 3 firms, which includes MUTUAL SERVICE CORPORATION, SUNAMERICA SECURITIES INC., LINCOLN INVESTMENT.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2004 - September 20, 2007
MUTUAL SERVICE CORPORATION
April 13, 2000 - September 20, 2007
MUTUAL SERVICE CORPORATION
April 20, 1994 - April 12, 2000
SUNAMERICA SECURITIES, INC.
January 13, 1994 - April 21, 1994
LINCOLN INVESTMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL SERVICE CORPORATION
CRD#: 4806 / SEC#: , 8-15313
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL INDEPENDENT ADVISOR SERVICE GROUP LLC | PARENT COMPANY | |
| BROWN, STEPHANIE LEIGH | DIRECTOR/SECRETARY | 1973369 |
| DWYER, WILLIAM EDWARD III | DIRECTOR | 1274680 |
| KALBAUGH, JOHN ANDREW | CHIEF EXECUTIVE OFFICER/CHAIRMAN/DIRECTOR | 1821773 |
| MITCHELL, CHRISTOPHER MILLS | CFO/FINOP | 2420144 |
| STEARNS, ESTHER MARION | DIRECTOR | 1088948 |
| VANNOY-PINEDA, KATHLEEN DENISE | CHIEF COMPLIANCE OFFICER | 1347526 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 17 |
Red Flags
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