Alexander D. Florea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Dragos Florea, who also goes by Alex Florea, Alexander Florea, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1994. Alexander had worked at 12 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2010 - April 19, 2013
ALLSTATE FINANCIAL ADVISORS, LLC
October 28, 2010 - April 19, 2013
ALLSTATE FINANCIAL SERVICES, LLC
July 17, 2009 - October 4, 2010
CHASE INVESTMENT SERVICES CORP.
July 17, 2009 - October 4, 2010
CHASE INVESTMENT SERVICES CORP.
August 3, 2007 - June 18, 2009
CHARLES SCHWAB & CO., INC.
August 3, 2007 - June 18, 2009
CHARLES SCHWAB & CO., INC.
February 8, 2005 - August 1, 2007
WESCOM FINANCIAL SERVICES
July 9, 2001 - February 15, 2005
CITICORP INVESTMENT SERVICES
July 3, 2000 - May 17, 2001
NEXT ADVISORS SECURITIES
May 1, 1998 - June 28, 2000
WAMU INVESTMENTS, INC.
January 29, 1998 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
July 20, 1994 - January 20, 1998
WELLS FARGO SECURITIES INC.
April 6, 1994 - July 25, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
January 1, 1994 - March 22, 1994
IDS LIFE INSURANCE COMPANY
January 1, 1994 - March 22, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
