Nicholas J. Rigas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas J Rigas was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1993. Nicholas had worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2012 - April 28, 2014
RIGAS INVESTMENTS ADVISOR SERVICES
May 11, 2007 - July 2, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 11, 2007 - July 2, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 14, 2004 - April 2, 2007
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
March 20, 2003 - October 4, 2004
QUICK & REILLY, INC.
March 20, 2003 - October 4, 2004
QUICK & REILLY, INC.
May 1, 2002 - October 1, 2002
STRATEGIC ADVISERS LLC
January 7, 2000 - October 1, 2002
FIDELITY BROKERAGE SERVICES LLC
August 7, 1997 - December 2, 1999
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
November 17, 1993 - June 17, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Exams
Current Firm
RIGAS INVESTMENTS ADVISOR SERVICES
CRD#: 158655 / SEC#:
Contact information
Red Flags
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