Gregory D. Shinnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Daniel Shinnick, who also goes by Gregory Shinnick, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1993. Gregory had worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 55, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2023 - April 28, 2023
SHARENETT SECURITIES LLC
October 13, 2020 - June 9, 2022
BLUE OCEAN ATS
May 8, 2018 - December 5, 2019
KELSON CAPITAL LLC
September 3, 2009 - April 12, 2013
KELSON CAPITAL LLC
May 17, 2005 - February 12, 2007
ICE BONDS SECURITIES CORPORATION
November 16, 2001 - April 8, 2005
CREDITEX GROUP, INC.
March 16, 2000 - December 31, 2000
INTER-DEALER BROKERS LLC
September 9, 1997 - March 9, 2000
COWEN AND COMPANY
July 7, 1994 - September 19, 1997
CITIGROUP GLOBAL MARKETS INC.
November 12, 1993 - February 3, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 3/10/2023
Operations Professional ExaminationSeries 55
Date: 1/7/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 2/13/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SHARENETT SECURITIES LLC
CRD#: 151011 / SEC#: , 8-68326
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
