Ross D. Levin
Professional summary
Ross Douglas Levin, who also goes by Ross D Levin, is a registered financial professional currently at CLSA AMERICAS, LLC located in New York, New York.
Ross is registered as a RR (Registered Representative) and started their career in finance in 2004. Ross has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ross Douglas Levin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2026 - Present
CLSA AMERICAS, LLC
Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY, 10036July 31, 2025 - June 4, 2026
CANTOR FITZGERALD & CO.
March 21, 2016 - July 29, 2025
CICC US SECURITIES, INC.
October 14, 2015 - March 14, 2016
AUERBACH GRAYSON & COMPANY LLC
September 9, 2015 - April 1, 2016
DECKER & CO, LLC
February 15, 2013 - July 24, 2015
CLSA AMERICAS, LLC
July 20, 2006 - June 6, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
December 15, 2004 - July 19, 2006
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2026)
(7/20/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/18/2005
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CLSA AMERICAS, LLC
CRD#: 165533 / SEC#: , 8-69166
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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