Donovan C. Duncan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donovan Colin Duncan was a registered financial advisor .
Donovan is a previously registered financial advisor and started their career in finance in 1994. Donovan had worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2012 - October 22, 2012
DUNCAN PRIVATE WEALTH MANAGEMENT, LLC
March 6, 2007 - December 31, 2011
DUNCAN PRIVATE WEALTH MANAGEMENT, LLC
February 15, 1995 - March 5, 2007
AVANTAX ADVISORY SERVICES
February 13, 1995 - March 1, 2007
AVANTAX INVESTMENT SERVICES, INC.
July 27, 1994 - January 16, 1995
IDS LIFE INSURANCE COMPANY
July 27, 1994 - January 16, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
January 26, 1994 - April 22, 1994
DICKINSON & CO.
State Registrations and Notice Filings
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Exams
Series 55
Date: 12/4/2001
Limited Representative-Equity Trader ExamCurrent Firm
DUNCAN PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 143067 / SEC#:
Contact information
Red Flags
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