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JP

Joseph M. Pastuch

Some features on this profile are disabled
CRD#: 2421867
JP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Michael Pastuch, who also goes by Joseph M Pastnch, Joseph M Pastuch, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1999. Joseph had worked at 8 firms and has passed the Series 63, SIE, Series 11, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph M Pastnch | Joseph M Pastuch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 5, 2007 - November 18, 2025

FINANCIAL NORTHEASTERN SECURITIES, INC.

BD
CRD#: 17007
FAIRFIELD, NJ
Past

July 10, 2003 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

July 10, 2003 - January 8, 2004

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

July 10, 2003 - January 9, 2004

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

April 14, 2003 - January 7, 2004

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

April 14, 2003 - January 7, 2004

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

July 19, 2000 - May 16, 2001

HARRISDIRECT LLC

BD
CRD#: 42159
JERSEY CITY, NJ
Past

December 15, 1999 - March 15, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/22/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 11
Date: 1/10/2007
Assistant Representative-Order Processing Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 7/18/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/14/1999
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FN
FINANCIAL NORTHEASTERN SECURITIES, INC.
FINANCIAL NORTHEASTERN SECURITIES, INC. | FNC INVESTMENTS CORPORATION

CRD#: 17007 / SEC#: , 8-34883

California
Registered Investment Advisory firm - SEC (8/11/2011 Terminated)
Florida
Registered Investment Advisory firm - SEC (2/28/2002 Approved)
New Jersey
Registered Investment Advisory firm - SEC (6/23/2000 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004
Mailing Address
100 Passaic Avenue 100, Fairfield, NJ 07004
Phone number
(973) 882-9337
Established
New Jersey since 02/25/2026
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
42

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
FNS HOLDCO, INCEQUITY OWNER
KISS, SANDRALIN JOSEPHINEEXEC VP, COO, FINOP, CCO1093671
MILLAHN, FLORENCE ADIRECTOR OF OPERATIONS, ROSFP2786661
MILSTEIN, BARRY MITCHELLEVP1632450
ZAGE, JEFFREY PCEO, PRESIDENT, GP1286688
ZAGE, STEVEN MARTINVP, SEC1314965

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL NORTHEASTERN SECURITIES, INC.

CRD#: 17007

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