Wayne H. Heldt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Herman Heldt was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1971. Wayne had worked at 8 firms and has passed the Series 24, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1999 - November 6, 2001
COINBASE CAPITAL MARKETS CORP
December 21, 1995 - March 9, 1998
E*TRADE CAPITAL INC.
July 20, 1993 - July 1, 1997
E*TRADE SECURITIES LLC
August 3, 1988 - June 2, 1993
REYNOLDS KENDRICK STRATTON, INC.
December 23, 1985 - August 25, 1986
LUMIERE SECURITIES, INC.
August 5, 1982 - December 9, 1983
BONNELL & CO., INC.
November 6, 1979 - July 3, 1980
JEFFERIES EXECUTION SERVICES, INC.
September 20, 1971 - April 9, 1978
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 9/9/1971
Registered Principal ExaminationCurrent Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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