Christopher J. Antonio

DIPSEA CAPITAL

MILL VALLEY, CA 94941

Some features on this profile are disabled

CRD#: 2421706

Professional summary

Christopher John Antonio, who also goes by Christopher Antonio, is a registered financial advisor currently at DIPSEA CAPITAL, LLC located in Mill Valley, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Antonio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Christopher Antonio acts as a sponsor, general partner, or managing member of Dipsea Capital Fund LP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Antonio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2019 - Present

DIPSEA CAPITAL, LLC

Office #1: 591 Redwood Highway Suite 3280, Mill Valley, CA 94941

RIA

CRD#: 257787

MILL VALLEY, CA

Past

May 13, 2014 - November 7, 2014

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

June 19, 2012 - April 19, 2013

X-CHANGE FINANCIAL ACCESS, LLC

CRD#: 126201

CHICAGO, IL

Past

July 27, 2010 - July 25, 2012

VTRADER PRO, LLC

CRD#: 131920

SAN FRANCISCO, CA

Past

December 6, 2005 - August 3, 2010

AK CAPITAL, LLC

CRD#: 35413

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIPSEA CAPITAL, LLC

CRD#: 257787 / SEC#: 801-128488

RIA

Registered Investment Advisory firm - (8/1/2023 Approved)

California

Registered Investment Advisory firm - (9/15/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/31/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/19/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/11/2001

General Securities Representative Examination

Current Firm

DIPSEA CAPITAL, LLC

CRD#: 257787 / SEC#: 801-128488

RIA

Registered Investment Advisory firm - (8/1/2023 Approved)

California

Registered Investment Advisory firm - (9/15/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

591 Redwood Highway Suite 3280, Mill Valley, CA 94941

Mailing Address

Phone number

(415) 925-9022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIPSEA CAPITAL ADV BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 103,005,793

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
California	ERA - Withdrawn	3/6/2019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher J. Antonio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Antonio's CRS (Customer Relationship Summary).

Certified licenses

Experience

WTS PROPRIETARY TRADING GROUP LLC

X-CHANGE FINANCIAL ACCESS, LLC

VTRADER PRO, LLC

AK CAPITAL, LLC

Primary Firm SEC Registration

DIPSEA CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2019

Series 63

Date: 2/9/2013

Series 3

Date: 8/19/2017

Series 7

Date: 1/11/2001

Current Firm

DIPSEA CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

DIPSEA CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors