Gerald P. Jarzabek
ROBERT W. BAIRD & CO.
Cleveland, OH 44114
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CRD#: 2421302
Professional summary
Gerald Phillip Jarzabek JR, CFP®, CPWA®, who also goes by Gerald P Jarzabek Jr, Gerald Phillip Jarzabek Jr. Jr, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Cleveland, Ohio.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Gerald has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gerald P Jarzabek Jr | Gerald Phillip Jarzabek Jr. Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME AND ADDRESS:MARYMOUNT HEALTH CARE SYSTEMS,20000 HARVARD ROAD,WARRENSVILLE HTS, OH 444122 NATURE OF ENTITY:OVERSEES MARYMOUNT HOSPITAL. THE HOSPITAL IS A PARTNERSHIP OF THE CLEVELAND CLINIC AND SISTERS OF ST. JOSEPH. ROLE IN OUTSIDE BUSINESS: BOARD MEMBER RESPONSIBILITIES IN THIS ROLE: I WILL WORK AS A MEMBER OF THE BOARD OF TRUSTEES AND ON THE FINANCE COMMITTEE. HOURS DEVOTED TO OTHER BUSINESS: ABOUT 8 BOARD/FINANCE MEETING YEAR. EACH MEETING LASTS ABOUT 2 HOURS. Name/Address: Cleveland State University Foundation 2121 Euclid Avenue, UN 501 Cleveland OH 44115 Start Date: 7/1/18 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment/Finance Committee Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Phillip Jarzabek JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gerald Phillip Jarzabek JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
CPWA®
Start date: 2012-08-29
Expire date: 2024-07-31
Experience
Current
April 29, 2008 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 200 Public Square Ste 1650, Cleveland, OH 44114RIA
BD
CRD#: 8158
Cleveland, OH
Current
April 28, 2008 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 200 Public Square Ste 1650, Cleveland, OH 44114RIA
BD
CRD#: 8158
Cleveland, OH
Past
February 21, 2006 - May 12, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CLEVELAND, OH
Past
February 21, 2006 - May 12, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CLEVELAND, OH
Past
August 22, 2001 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
CLEVELAND, OH
Past
August 3, 2001 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
August 10, 1995 - August 7, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
January 1, 1994 - August 8, 1995
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/10/2021)
RR
Arizona(4/28/2008)
RR
Arkansas(1/10/2022)
RR
California(4/28/2008)
RR
Colorado(3/28/2018)
RR
Connecticut(8/27/2019)
RR
Florida(4/28/2008)
IAR
Florida(8/31/2017)
RR
Georgia(8/5/2015)
RR
Illinois(4/28/2008)
RR
Indiana(1/25/2011)
RR
Iowa(3/11/2014)
RR
Kentucky(1/31/2023)
RR
Louisiana(8/26/2016)
RR
Maine(8/11/2025)
RR
Maryland(4/28/2008)
RR
Michigan(4/28/2008)
RR
Minnesota(12/16/2022)
RR
Mississippi(3/5/2025)
RR
Montana(4/28/2017)
RR
New Hampshire(8/27/2025)
RR
New Jersey(3/17/2017)
RR
New Mexico(1/26/2022)
RR
New York(4/28/2008)
RR
North Carolina(4/28/2008)
RR
Ohio(4/28/2008)
IAR
Ohio(4/29/2008)
RR
Oregon(1/31/2023)
RR
Pennsylvania(4/28/2008)
RR
South Carolina(4/28/2008)
RR
Tennessee(4/28/2008)
RR
Texas(1/26/2011)
IAR
Texas(11/10/2016)
RR
Virginia(12/14/2011)
RR
Washington(1/28/2022)
RR
Wisconsin(6/24/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
