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JR

Jonathan Rosenzweig

FIRST DOMINION CAPITAL
Richmond, VA 23235
Some features on this profile are disabled
CRD#: 2421269
JR

Professional summary

Jonathan Rosenzweig, who also goes by Jon Rosenzweig, is a registered financial professional currently at FIRST DOMINION CAPITAL CORP. located in Richmond, Virginia.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1993. Jonathan has worked at 3 firms and has passed the Series 63, Series 7TO, Series 16, Series 86, Series 87, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jon Rosenzweig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Rosenzweig's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 8, 2025 - Present

FIRST DOMINION CAPITAL CORP.

Office #1: 8730 Stony Point Parkway Building Iii, Suite 205, Richmond, VA 23235
BD
CRD#: 16330
Richmond, VA
Past

November 29, 1997 - January 4, 2021

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

December 3, 1993 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/19/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 16
Date: 3/4/2024
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 86
Date: 3/4/2024
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 3/4/2024
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/4/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FIRST DOMINION CAPITAL CORP.
FIRST DOMINION CAPITAL CORP | VONTOBEL FUND DISTRIBUTORS, INC. | TYNDALL-NEWPORT DISTRIBUTORS, INC. | TYNDALL DISTRIBUTORS, INC. | NEWPORT DISTRIBUTORS, INC. | FIRST DOMINION CAPITAL CORPORATION | FIRST DOMINION CAPITAL CORP.

CRD#: 16330 / SEC#: , 8-33719

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
8730 Stony Point Parkway Building Iii, Suite 205, Richmond, VA 23235
Mailing Address
8730 Stony Point Parkway Suite 205, Richmond, VA 23235
Phone number
(804) 304-1689
Established
Virginia since 11/01/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOHN PASCO III REVOCABLE TRUST DATED MAY 10, 2004OWNER
PRICE, JOHN CLIFFORDOWNER1707529
ANCI, CHRISTOPHER FRANCISPRESIDENT, FINOP, PRINCIPAL2747555
PASCO, JOHN IIITRUSTEE357414
PORTWOOD, WILLIAM BOYCECHIEF COMPLIANCE OFFICER4853700
VERMILLERA, SANDRA ZEMBACHSVICE PRESIDENT, TREASURER, PRINCIPAL6376063

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

FIRST DOMINION CAPITAL CORP.

CRD#: 16330Richmond, VA 23235

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