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JK

Jessica P. Keith

THE CAVANAUGH GROUP
Hilton Head, SC
Some features on this profile are disabled
CRD#: 2420995
JK

Professional summary

Jessica Phelps Keith, who also goes by Jessica Elizabeth Phelps, Jessica Elizabeth Wagner, is a registered financial advisor currently at THE CAVANAUGH GROUP INC located in Hilton Head, South Carolina.

Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jessica has worked at 1 firm and has passed the Series 65 and Series 2 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jessica Elizabeth Phelps | Jessica Elizabeth Wagner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Phelps Keith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 1996 - Present

THE CAVANAUGH GROUP INC

RIA
CRD#: 105931
Hilton Head, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
THE CAVANAUGH GROUP INC
THE CAVANAUGH GROUP INC

CRD#: 105931 / SEC#: 801-50257

RIA
Registered Investment Advisory firm - (9/29/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maryland
(1/1/1996)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/2/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 2
Date: 9/16/1996
Non-Member General Securities Examination

Current Firm

TC
THE CAVANAUGH GROUP INC
THE CAVANAUGH GROUP INC

CRD#: 105931 / SEC#: 801-50257

RIA
Registered Investment Advisory firm - (9/29/1995 Approved)
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Contact information

Main Address
6 Little Rabbit Lane, Kiawah Island, SC 29455
Mailing Address
Phone number
(410) 241-0084
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE CAVANAUGH GROUP, INC. (3/17/2025)

Regulatory assets under management

Total Number of Accounts130
AUM (Assets Under Management)$ 453,576,897

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE CAVANAUGH GROUP INC

CRD#: 105931Hilton Head, SC

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Contact information

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