Vincent Cestone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Cestone II, who also goes by VIncent Cestone, Vincent, II Cestone, Vinnie Cestone Ii, was a registered financial advisor .
Vincent is a previously registered financial advisor and started their career in finance in 1993. Vincent had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2009 - October 31, 2018
GEOFFREY RICHARDS SECURITIES CORP.
January 1, 2009 - September 24, 2009
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
November 21, 2008 - August 3, 2009
GARDEN STATE SECURITIES, INC.
February 23, 2004 - November 20, 2008
FIRST MONTAUK SECURITIES CORP.
November 16, 2001 - November 20, 2008
FIRST MONTAUK SECURITIES CORP.
August 17, 1999 - December 31, 2010
V.C. MANAGEMENT, L.L.C.
May 21, 1999 - October 1, 2001
EISNER SECURITIES, INC.
November 24, 1993 - May 3, 1999
J. B. HANAUER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GEOFFREY RICHARDS SECURITIES CORP.
CRD#: 120007 / SEC#: , 8-65251
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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