Jack N. Patterson

PATTERSON INVESTMENTS

Davie, FL 33328

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CRD#: 2420893

Professional summary

Jack Nmn Patterson, CFP®, who also goes by Jack Nmn Patterson, is a registered financial advisor currently at PATTERSON INVESTMENTS, INC. located in Davie, Florida.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jack has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Nmn Patterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Nmn Patterson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 4, 2010 - Present

PATTERSON INVESTMENTS, INC.

Office #1: 4801 S University Drive Suite 219, Davie, FL 33328

RIA

CRD#: 152218

Davie, FL

Past

October 20, 2009 - December 18, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

CORAL GABLES, FL

Past

July 19, 2005 - October 23, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

CORAL GABLES, FL

Past

July 3, 2003 - December 18, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CORAL GABLES, FL

Past

November 16, 2001 - July 29, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

November 16, 2001 - July 29, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 19, 1998 - November 16, 2001

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

October 14, 1997 - September 23, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/4/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/13/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/27/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/8/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

PATTERSON INVESTMENTS, INC.

JACK PATTERSON | PATTERSON INVESTMENTS, INC. | PATTERSON INVESTMENT ADVISORS, INC. | JACK PATTERSON AND COMPANY, INC. | JACK PATTERSON & CO.

CRD#: 152218 / SEC#: 801-70847

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Florida

Registered Investment Advisory firm - (6/5/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4801 S University Drive, Suite 219, Davie, FL 33328

Mailing Address

Phone number

(305) 648-3080

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	301
AUM (Assets Under Management)	$ 76,977,911

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack N. Patterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Nmn Patterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WAMU INVESTMENTS, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/1997

Series 63

Date: 10/23/1997

Series 7

Date: 10/13/1997

Series 10

Date: 12/27/2003

Series 9

Date: 10/8/2003

Current Firm

PATTERSON INVESTMENTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PATTERSON INVESTMENTS, INC.

TRUST BUT VERIFY

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