Nathan T. Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Todd Kim was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 1994. Nathan had worked at 12 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2015 - February 23, 2017
SOLITUDE WEALTH ADVISORS, LLC.
December 16, 2008 - August 13, 2010
INTEGRITY ALLIANCE, LLC.
April 10, 2008 - November 21, 2008
INTEGRITY ALLIANCE, LLC.
July 2, 2007 - December 31, 2009
INTEGRITY ALLIANCE, LLC.
January 12, 2007 - December 31, 2014
SOLITUDE WEALTH ADVISORS, LLC.
September 19, 2006 - May 24, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 15, 2004 - October 21, 2005
ONEAMERICA SECURITIES, INC.
February 25, 2004 - October 21, 2005
ONEAMERICA SECURITIES, INC.
May 14, 2003 - February 17, 2004
FIRST WESTERN ADVISORS
May 13, 2003 - February 17, 2004
FIRST WESTERN ADVISORS
November 6, 2002 - May 23, 2003
MML INVESTORS SERVICES, LLC
May 31, 2001 - January 16, 2003
BANC ONE SECURITIES CORPORATION
May 15, 1997 - January 16, 2003
BANC ONE SECURITIES CORPORATION
August 19, 1996 - May 22, 1997
WELLS FARGO SECURITIES INC.
August 9, 1995 - August 19, 1996
FIRST INTERSTATE INVESTMENTS,INC.
July 7, 1995 - November 17, 1995
ESSEX NATIONAL SECURITIES, LLC
January 18, 1995 - June 22, 1995
SECURIAN FINANCIAL SERVICES, INC.
March 14, 1994 - January 31, 1995
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOLITUDE WEALTH ADVISORS, LLC.
CRD#: 142357 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 146 |
| AUM (Assets Under Management) | $ 30,214,106 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
