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Nathan Todd Kim

CRD# 2420776·Registered 1994 - 2017
Previously Registered: Being a previously registered professional could mean that Nathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nathan Todd Kim was a registered financial advisor. Nathan was a previously registered financial professional and started their career in finance 1994 - 2017. Nathan had worked at 12 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

SOLITUDE WEALTH ADVISORS, LLC.·CRD# 142357
RIA
South Jordan, UT
February 13, 2015 - February 23, 2017
INTEGRITY ALLIANCE, LLC.·CRD# 139627
RIA
Brigham City, UT
December 16, 2008 - August 13, 2010
INTEGRITY ALLIANCE, LLC.·CRD# 139627
RIA
Brigham City, UT
April 10, 2008 - November 21, 2008
INTEGRITY ALLIANCE, LLC.·CRD# 139627
BD
Cottonwood Heights, UT
July 2, 2007 - December 31, 2009
SOLITUDE WEALTH ADVISORS, LLC.·CRD# 142357
RIA
South Jordan, UT
January 12, 2007 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Cottonwood Heights, UT
September 19, 2006 - May 24, 2007
ONEAMERICA SECURITIES, INC.·CRD# 4173
RIA
Midvale, UT
March 15, 2004 - October 21, 2005
ONEAMERICA SECURITIES, INC.·CRD# 4173
BD
Indianapolis, IN
February 25, 2004 - October 21, 2005
FIRST WESTERN ADVISORS·CRD# 13623
RIA
Midvale, UT
May 14, 2003 - February 17, 2004
FIRST WESTERN ADVISORS·CRD# 13623
BD
Holladay, UT
May 13, 2003 - February 17, 2004
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
November 6, 2002 - May 23, 2003
BANC ONE SECURITIES CORPORATION·CRD# 16999
RIA
Murray, UT
May 31, 2001 - January 16, 2003
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
May 15, 1997 - January 16, 2003
WELLS FARGO SECURITIES INC.·CRD# 17438
BD
San Francisco, CA
August 19, 1996 - May 22, 1997
FIRST INTERSTATE INVESTMENTS,INC.·CRD# 17101
BD
August 9, 1995 - August 19, 1996
ESSEX NATIONAL SECURITIES, LLC·CRD# 25454
BD
Napa, CA
July 7, 1995 - November 17, 1995
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
St. Paul, MN
January 18, 1995 - June 22, 1995
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
March 14, 1994 - January 31, 1995

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Current Firm

SW
SOLITUDE WEALTH ADVISORS, LLC.

GALILEO FINANCIAL ADVISORS, LLC | SOLITUDE WEALTH ADVISORS, LLC.

CRD#: 142357
Idaho
Registered Investment Advisory firm - Idaho (12/5/2012 Approved)
Utah
Registered Investment Advisory firm - Utah (12/31/2006 Approved)

Contact Information

Main Address

5200 South Highland Drive Suite 203, Holladay, UT 84117

Phone Number

(801) 797-6232

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

128

AUM (Assets Under Management)

$36,121,171

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2001About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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