Amy S. Marjani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Susan Marjani, who also goes by Amy Susan Fichtenkort, Amy Marjani, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1995. Amy had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 8, Series 24, Series 4, Series 10, Series 9 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2025 - August 13, 2025
QUASAR DISTRIBUTORS, LLC
March 6, 2024 - February 24, 2025
CAPFINANCIAL SECURITIES, LLC.
July 25, 2018 - September 6, 2022
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
October 3, 2012 - August 23, 2013
CLARENDON INSURANCE AGENCY, INC.
February 19, 2002 - July 25, 2018
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 17, 2001 - August 17, 2001
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
October 1, 2000 - January 2, 2001
BROWN BROTHERS HARRIMAN & CO.
April 17, 1998 - September 17, 1998
BROWNCO, LLC
November 14, 1995 - May 13, 1996
G.RESEARCH, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/1/2000
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
