Kelvin Hodrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelvin Hodrick, who also goes by Kelvin Olando Hodrick Mr., Kelvin Olando Hodrick, was a registered financial professional .
Kelvin is a previously registered financial professional and started their career in finance in 1994. Kelvin had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2021 - August 31, 2022
ALLSTATE FINANCIAL SERVICES, LLC
December 6, 2019 - August 19, 2021
STONEX SECURITIES INC.
January 23, 2019 - December 23, 2019
QUEST CAPITAL STRATEGIES, INC.
January 25, 2016 - December 11, 2018
PFS INVESTMENTS INC.
October 28, 2015 - December 31, 2015
PFS INVESTMENTS INC.
April 12, 2013 - March 23, 2015
SH INVESTMENT & SECURITIES
January 25, 2011 - December 31, 2011
WORLD GROUP SECURITIES, INC.
June 23, 2006 - December 19, 2007
CETERA WEALTH SERVICES, LLC
May 14, 2004 - June 16, 2004
SUNAMERICA SECURITIES, INC.
June 18, 2002 - December 5, 2002
WALL STREET FINANCIAL GROUP, INC.
January 3, 2002 - March 6, 2002
JONES FINANCIAL GROUP, INC.
August 1, 1999 - December 6, 2001
HORNOR, TOWNSEND & KENT, LLC
December 18, 1997 - June 30, 1999
UNITED SECURITIES ALLIANCE, INC.
February 1, 1994 - December 13, 1995
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
