Sean D. Jones
Professional summary
Sean David Jones, CFP® is a registered financial advisor currently at CAPITA FINANCIAL NETWORK, LLC located in Draper, Utah.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sean has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10, Series 9, Series 4 and Series 8 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean David Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2026 - Present
CAPITA FINANCIAL NETWORK, LLC
Office #1: 14658 S. Bangerter Pkwy Ste 300, Draper, UT 84020July 13, 2018 - January 10, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 28, 2006 - March 28, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
June 24, 2003 - July 13, 2018
STRATEGIC ADVISERS LLC
March 8, 1994 - January 7, 2022
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
CAPITA FINANCIAL NETWORK, LLC
CRD#: 290558 / SEC#: 801-112411
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/20/2026)
Exams
Series 7TO
Date: 3/31/2024
General Securities Representative ExaminationSeries 8
Date: 4/7/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAPITA FINANCIAL NETWORK, LLC
CRD#: 290558 / SEC#: 801-112411
Contact information
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,991 |
| AUM (Assets Under Management) | $ 1,849,625,913 |
Red Flags
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