Sean David Jones
CFP®Professional Summary
Sean David Jones, CFP® is a registered financial advisor currently at CAPITA FINANCIAL NETWORK, LLC located in Draper, Utah. Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sean has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10, Series 9, Series 4 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CAPITA FINANCIAL NETWORK, LLC
Contact Information
Main Address
14658 S. Bangerter Pkwy Ste 300, Draper, UT 84020Phone Number
(801) 566-5058# of Employees
59SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
7,042AUM (Assets Under Management)
$2,323,963,878Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CAPITA FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
(7/20/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2024About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2024About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1998Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Sean David Jones's CRS (Customer Relationship Summary).
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