SK
Scott M. Knutson
ASHTON THOMAS PRIVATE WEALTH
Helena, MT 59601
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CRD#: 2420128
SK
Professional summary
Scott Michael Knutson is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Helena, Montana.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NOV 2021; ASHTON THOMAS PRIVATE WEALTH, LLC, HELENA, MT; INVESTMENTE RELATED; INVESTMENTADVISORY; MANAGING WEALTH ADVISOR; WEALTH ADVISOR; DEVOTE 160 HRS/MONTH DURING MARKET HOURS. 2. OCT 2020; FACES53, LLC, BILLINGS, MT; NON INVESTMENT RELATED; REAL ESTATE, MEMBER; DEVOTE 0 HRS/MONTH 3. APRIL 2014; BUDGER ENTERPRISES, LLC, HELENA MT; NON INVESTMENT RELATED; RANCH 90% OWNERSHIP; MANAGER, MAKES DECISIONS REGARDING RANCH; DEVOTE 16 HRS/MONTH, 1 HR/MONTH DURING MARKET HOURS 4. JAN 2020; SHIELDS VALLEY LAND AND CATTLE, LLC, HELENA, MT; NON INVESTMENT RELATED; 90% OWNERSHIP; MANANGING MEMBER FOR REAL ESTATE HOLDINGS; DEVOTE 1 HR/MONTH DURING NON MARKET HOURS 5. NOV 2021; KNUTSON WEALTH MANAGEMENT, INC; INVESTMENT RELATED; MEMBER/OWNERSHIP; DEVOTE 2 HRS/MONTH DURING NON MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Michael Knutson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2021 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 825 Great Northern Blvd Suite 201, Helena, MT 59601RIA
CRD#: 153902
Helena, MT
Past
December 2, 2021 - January 2, 2024
M. S. HOWELLS & CO.
BD
CRD#: 104100
HELENA, MT
Past
January 3, 2011 - November 15, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LEWISTOWN, MT
Past
January 3, 2011 - November 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LEWISTOWN, MT
Past
March 21, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
HELENA, MT
Past
December 14, 2000 - December 31, 2003
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Past
December 13, 2000 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
HELENA, MT
Past
July 11, 1994 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(11/9/2021)
IAR
Montana(11/4/2021)
IAR
Oregon(8/30/2024)
IAR
Texas(11/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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Company Information
ASHTON THOMAS PRIVATE WEALTH
CRD#: 153902Helena, MT 59601TRUST BUT VERIFY
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Contact information
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