AS
Andrew J. Stout
TACTIVEST
SAN FRANCISCO, CA
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CRD#: 2419920
AS
Professional summary
Andrew James Stout is a registered financial advisor currently at TACTIVEST, LLC located in San Francisco, California.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Andrew has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LAPD Hollywood Division Police Activity League- Member Board of Directors. (Charity and Unpaid) 2. University of the Pacific Arthur A Dugoni School of Dentistry - Member Board of Directors. (Charity and Unpaid) 3. Leonard & Ilona Ling Family Foundation - President and Member Board of Directors. (Charity and Unpaid) 4. Valerie E. Lyons Foundation - Member Board of Directors. (Charity and Unpaid) 5. William & Sonia Pindler Family Foundation - Member Board of Directors. (Charity and Unpaid) 6. Independent Licensed Insurance Agent - Life & Health CA Insurance Lic# OC21959 7. Andrew James Stout is a Founder & CEO of CamDay LLC; Investment Related: Yes; Location: 4515 S 362nd Street Auburn WA 98001; Responsibilities Duties: Financial Advisory and Consulting Services; Start date with business: 2024-01-04; Hours per month devoted to business during trading hours: 160; Hours per month devoted to business outside trading hours: 80; Percentage of total yearly compensation expected to be derived from the business: 50. 8. Andrew James Stout is a Founder & CEO of Acacia Private Wealth; Investment Related: Yes; Location: 4515 S 362nd Street Auburn WA 98001; Responsibilities Duties: Financial Advisory and Consulting Services; Start date with business: 2024-01-04; Hours per month devoted to business during trading hours: 160; Hours per month devoted to business outside trading hours: 80; Percentage of total yearly compensation expected to be derived from the business: 50.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew James Stout's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2019 - Present
TACTIVEST, LLC
Office #2: 9595 Wilshire Blvd Suite 510, Beverelyhills, CA 90212RIA
CRD#: 173309
SAN FRANCISCO, CA
Past
October 5, 2012 - September 3, 2019
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
BEVERLY HILLS, CA
Past
October 5, 2012 - September 3, 2019
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
BEVERLY HILLS, CA
Past
October 30, 2009 - September 14, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BEVERLY HILLS, CA
Past
October 30, 2009 - September 14, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BEVERLY HILLS, CA
Past
May 20, 2004 - November 5, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BEVERLY HILLS, CA
Past
May 20, 2004 - November 5, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BEVERLY HILLS, CA
Past
January 27, 2003 - April 27, 2004
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
LOS ANGELES, CA
Past
January 8, 2003 - February 5, 2003
CAL FED INVESTMENTS
BD
CRD#: 19631
SACRAMENTO, CA
Past
December 18, 2002 - April 27, 2004
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
January 19, 1999 - December 10, 2002
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
October 2, 1997 - October 30, 1998
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
January 7, 1997 - August 15, 1997
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TACTIVEST, LLC
STOUT WEALTH MANAGEMENT | WONG, EVEREST | TACTIVEST, LLC | TACTIVEST | SUNLIGHT FINANCIAL LLC
CRD#: 173309 / SEC#: 801-126580
RIA
Registered Investment Advisory firm - (9/16/2022 Approved)California
Registered Investment Advisory firm - (11/11/2022 Terminated)Florida
Registered Investment Advisory firm - (11/22/2021 Terminated)Nevada
Registered Investment Advisory firm - (2/7/2023 Terminated)Texas
Registered Investment Advisory firm - (10/12/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/13/2019)
IAR
Texas(3/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TL
TACTIVEST, LLC
STOUT WEALTH MANAGEMENT | WONG, EVEREST | TACTIVEST, LLC | TACTIVEST | SUNLIGHT FINANCIAL LLC
CRD#: 173309 / SEC#: 801-126580
RIA
Registered Investment Advisory firm - (9/16/2022 Approved)California
Registered Investment Advisory firm - (11/11/2022 Terminated)Florida
Registered Investment Advisory firm - (11/22/2021 Terminated)Nevada
Registered Investment Advisory firm - (2/7/2023 Terminated)Texas
Registered Investment Advisory firm - (10/12/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
San Francisco, CA
Mailing Address
Phone number
(415) 752-7311
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 576 |
| AUM (Assets Under Management) | $ 128,515,751 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/27/2025 | ||
| 02/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
