Laurel D. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurel Deanne Johnson was a registered financial professional .
Laurel is a previously registered financial professional and started their career in finance in 1993. Laurel had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2017 - February 5, 2019
BLACKROCK INVESTMENT MANAGEMENT, LLC
March 31, 2017 - February 5, 2019
BLACKROCK INVESTMENTS, LLC
May 19, 2005 - March 27, 2017
ALLSPRING FUNDS MANAGEMENT, LLC
April 12, 2005 - March 27, 2017
ALLSPRING FUNDS DISTRIBUTOR, LLC
March 12, 2004 - April 11, 2005
WELLS FARGO BROKERAGE SERVICES, L.L.C.
October 3, 2003 - January 23, 2004
RBC CAPITAL MARKETS, LLC
July 22, 1999 - April 21, 2003
RBC CAPITAL MARKETS, LLC
December 8, 1993 - October 2, 1998
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/6/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
