Corey D. Singman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Corey Douglas Singman was a registered financial professional .
Corey is a previously registered financial professional and started their career in finance in 1993. Corey had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2014 - June 19, 2014
THIRD SEVEN CAPITAL LLC
January 6, 2009 - February 20, 2014
WYNSTON HILL CAPITAL, LLC
September 3, 2008 - February 3, 2009
PRESTIGE FINANCIAL CENTER, INC.
February 2, 2006 - October 6, 2006
ARJENT LTD.
July 15, 2005 - August 7, 2008
MCBARRON CAPITAL LLC
September 28, 2004 - July 7, 2005
AURA FINANCIAL SERVICES, INC.
May 19, 2004 - June 28, 2004
ARJENT LTD.
November 11, 2003 - January 5, 2004
GRYPHON FINANCIAL SECURITIES CORP.
February 12, 1998 - October 18, 2001
HORNBLOWER & WEEKS, INC.
February 27, 1997 - January 5, 1998
GLOBAL FINANCIAL GROUP, INC.
February 13, 1996 - August 26, 1996
EURO-ATLANTIC SECURITIES INC.
October 11, 1995 - January 29, 1996
WORLDCO, L.L.C.
February 18, 1994 - October 9, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
January 28, 1994 - February 22, 1994
BURNETT, GREY & CO., INC.
November 5, 1993 - January 25, 1994
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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