Jeremy S. Elliott

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CRD#: 2419751

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeremy Samuel Elliott, CFP® was a registered financial professional .

Jeremy is a previously registered financial professional and started their career in finance in 1993. Jeremy had worked at 10 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: NFP Corporate Services (SE) Inc. Investment Related: Yes Address: 1901 Roxborough Rd. Suite 300 Charlotte SC 28211 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee Start Date: 5/1/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial planning

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Past

April 18, 2016 - July 25, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

GREENVILLE, SC

Past

May 3, 2012 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

GREENVILLE, SC

Past

May 3, 2012 - November 10, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

GREENVILLE, SC

Past

June 29, 2009 - May 31, 2012

FINTRUST INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 139887

GREENVILLE, SC

Past

January 29, 2009 - May 31, 2012

FINTRUST BROKERAGE SERVICES, LLC

CRD#: 41608

GREENVILLE, SC

Past

January 26, 2007 - February 4, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

GREENVILLE, SC

Past

May 31, 2005 - February 16, 2007

AMERICAN SECURITIES GROUP, INC.

CRD#: 43730

GREENVILLE, SC

Past

January 10, 2003 - June 26, 2009

ELLIOTT DAVIS INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 119492

GREENVILLE , SC

Past

October 9, 2002 - December 16, 2004

ELLIOTT DAVIS BROKERAGE SERVICES, LLC

CRD#: 121844

GREENVILLE, SC

Past

December 6, 2000 - May 11, 2005

CAP PRO BROKERAGE SERVICES, INC.

CRD#: 103953

COLUMBUS, OH

Past

December 2, 1993 - July 7, 1994

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/30/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/28/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 10/29/2001

Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy S. Elliott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FINTRUST INVESTMENT ADVISORY SERVICES, LLC

FINTRUST BROKERAGE SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

AMERICAN SECURITIES GROUP, INC.

ELLIOTT DAVIS INVESTMENT ADVISORY SERVICES, LLC

ELLIOTT DAVIS BROKERAGE SERVICES, LLC

CAP PRO BROKERAGE SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2000

Series 63

Date: 12/30/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/5/2000

Series 24

Date: 7/28/2005

Series 28

Date: 10/29/2001

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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