Dyann Atiles-sanchez
Professional summary
Dyann Atiles-sanchez, who also goes by Dyann Atiles Sanchez, Dyann Sanchez, is a registered financial professional currently at HUNTLEIGH SECURITIES CORPORATION located in Houston, Texas.
Dyann is registered as a RR (Registered Representative) and started their career in finance in 1996. Dyann has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dyann Atiles-sanchez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2020 - Present
HUNTLEIGH SECURITIES CORPORATION
Office #1: 1800 West Loop South Suite 1105, Houston, TX 77027June 1, 2009 - December 26, 2018
MORGAN STANLEY
April 18, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 18, 2003 - September 28, 2005
FISERV INVESTOR SERVICES, INC.
June 10, 1998 - December 31, 2002
TRADESTAR INVESTMENTS,INC.
March 25, 1996 - May 1, 1998
M. J. WHITMAN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2020)
(7/1/2020)
(7/1/2020)
(7/1/2020)
(7/1/2020)
(7/1/2020)
(6/8/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HUNTLEIGH SECURITIES CORPORATION
CRD#: 7456 / SEC#: , 8-21893
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHAMBERS, ROBERT LEWIS | PRESIDENT/DIRECTOR/OWNER | 1231649 |
| GAO CONSULTING, LLC | OWNER | |
| CHAMBERS, ROBERT BARRETT | DIRECTOR | 6963634 |
| LEOPOLD, MICHAEL WARREN | DIRECTOR | 306991 |
| MARSHALL, CATHERINE TERRY | CCO/DIRECTOR/CORPORATE SECRETARY | 1445205 |
| O'CONNELL, CHRISTOPHER CORY | DIRECTOR | 5008251 |
| OVERSCHMIDT, GREG ALFRED | DIRECTOR | 1160877 |
| THOMAS, KAREN LEE | CHIEF OPERATIONS OFFICER AND FIN/OP | 1970467 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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