M T. Picar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
M Teresa Picar, who also goes by Maria Teresa Picar, was a registered financial professional .
M is a previously registered financial professional and started their career in finance in 1994. M had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2019 - February 20, 2023
HARBOR GROUP INTERNATIONAL, LLC
June 10, 2014 - November 20, 2017
OSAIC FA, INC.
June 6, 2014 - November 20, 2017
OSAIC FA, INC.
August 22, 2012 - May 16, 2014
UBS FINANCIAL SERVICES INC.
August 22, 2012 - May 16, 2014
UBS FINANCIAL SERVICES INC.
January 1, 2010 - June 25, 2012
UBS FINANCIAL SERVICES INC.
January 1, 2010 - June 25, 2012
UBS FINANCIAL SERVICES INC.
July 10, 2006 - January 1, 2010
UBS INTERNATIONAL INC.
July 7, 2006 - January 1, 2010
UBS INTERNATIONAL INC.
August 5, 2005 - July 11, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 3, 2005 - July 11, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 1, 2000 - October 22, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - October 22, 2004
WELLS FARGO CLEARING SERVICES, LLC
November 7, 1994 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
HARBOR GROUP INTERNATIONAL, LLC
CRD#: 285895 / SEC#: 801-108747
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARBOR GROUP INTERNATIONAL, LLC
CRD#: 285895 / SEC#: 801-108747
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 4,231,274,710 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 10/28/2024 | ||
| 07/28/2023 | ||
| 01/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
