David R. Crocetti

SHOREBIRD CAPITAL MANAGEMENT

Ellicott City, MD 21042

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CRD#: 2419575

Professional summary

David Randall Crocetti is a registered financial advisor currently at SHOREBIRD CAPITAL MANAGEMENT located in Ellicott City, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Randall Crocetti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2023 - Present

SHOREBIRD CAPITAL MANAGEMENT

Office #1: 3696 Park Avenue Ste 300, Ellicott City, MD 21042

RIA

CRD#: 325828

Ellicott City, MD

Past

June 28, 2006 - March 26, 2009

MAXIM GROUP LLC

CRD#: 120708

BALTIMORE, MD

Past

January 1, 1998 - July 6, 2006

FERRIS, BAKER WATTS, LLC

RIA

CRD#: 285

BALTIMORE, MD

Past

August 1, 1997 - July 6, 2006

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

May 16, 1995 - August 14, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 8, 1994 - May 24, 1995

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

November 18, 1993 - February 18, 1994

CHAPIN, DAVIS

CRD#: 28116

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 5/30/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/17/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/24/2006

General Securities Principal Examination

Current Firm

SHOREBIRD CAPITAL MANAGEMENT

SHOREBIRD CAPITAL MANAGEMENT | SHOREBIRD CAPITAL MANAGEMENT LLC

CRD#: 325828 / SEC#:

Maryland

Registered Investment Advisory firm - (4/5/2023 Approved)

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Contact information

Main Address

3696 Park Avenue Ste 300, Ellicott City, MD 21042

Mailing Address

Phone number

(410) 531-9411

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 9,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Crocetti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Randall Crocetti's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAXIM GROUP LLC

FERRIS, BAKER WATTS, LLC

FERRIS, BAKER WATTS, LLC

MORGAN STANLEY DW INC.

CHARLES SCHWAB & CO., INC.

CHAPIN, DAVIS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2023

Series 63

Date: 12/23/1993

Series 31

Date: 5/30/1995

Series 7

Date: 11/17/1993

Series 24

Date: 8/24/2006

Current Firm

SHOREBIRD CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHOREBIRD CAPITAL MANAGEMENT

TRUST BUT VERIFY

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