David R. Crocetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Randall Crocetti was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2023 - March 31, 2026
SHOREBIRD CAPITAL MANAGEMENT
June 28, 2006 - March 26, 2009
MAXIM GROUP LLC
January 1, 1998 - July 6, 2006
FERRIS, BAKER WATTS, LLC
August 1, 1997 - July 6, 2006
FERRIS, BAKER WATTS, LLC
May 16, 1995 - August 14, 1997
MORGAN STANLEY DW INC.
March 8, 1994 - May 24, 1995
CHARLES SCHWAB & CO., INC.
November 18, 1993 - February 18, 1994
CHAPIN, DAVIS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SHOREBIRD CAPITAL MANAGEMENT
CRD#: 325828 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 9,500,000 |
Red Flags
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