Douglas F. Lopez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Frank Lopez, who also goes by Douglas Lopez, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1997. Douglas had worked at 2 firms and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2016 - December 24, 2024
ARISTOTLE CREDIT PARTNERS, LLC
July 8, 1997 - January 7, 2014
BRADFORD & MARZEC, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 10/25/1993
Non-Member General Securities ExaminationCurrent Firm
ARISTOTLE CREDIT PARTNERS, LLC
CRD#: 169959 / SEC#: 801-78984
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 81,147,380 |
Red Flags
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