Margaret Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Davis, who also goes by Margaret Cloud, Marge Cloud, Marge Davis, Margaret Power Lasota, Margaret Lasota, Margaret Morris, Marge Morris, Margaret Power, Marge Power, Margaret Power Stout, Margaret Stout, Marge Stout, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1993. Margaret had worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2023 - April 20, 2026
TURTLE CREEK WEALTH ADVISORS, LLC
January 4, 2019 - June 1, 2023
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
January 2, 2019 - June 2, 2023
KINGSWOOD CAPITAL PARTNERS, LLC
July 11, 2016 - December 31, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 18, 2015 - December 31, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 15, 2014 - October 29, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 22, 2014 - August 18, 2014
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
January 3, 2007 - February 6, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 20, 2004 - August 7, 2007
RAYMOND JAMES & ASSOCIATES, INC.
October 1, 1999 - October 29, 2002
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - October 29, 2002
WELLS FARGO CLEARING SERVICES, LLC
March 25, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
December 2, 1998 - April 9, 1999
DUNWOODY BROKERAGE SERVICES, INC.
February 23, 1996 - November 4, 1998
PRUDENTIAL EQUITY GROUP, LLC
November 4, 1993 - July 22, 1995
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
TURTLE CREEK WEALTH ADVISORS, LLC
CRD#: 322998 / SEC#: 801-127123
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
TURTLE CREEK WEALTH ADVISORS, LLC
CRD#: 322998 / SEC#: 801-127123
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,435 |
| AUM (Assets Under Management) | $ 2,757,918,120 |
Red Flags
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