John J. Ross
Professional summary
John Joseph Ross II, who also goes by II John Joseph Ross, John Joseph Ross Ii, is a registered financial professional currently at FIDUS SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Ross II's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2005 - Present
FIDUS SECURITIES, LLC
Office #1: 1140 Avenue Of The Americas 21st Floor, New York, NY 10036January 20, 2005 - March 9, 2005
SP SECURITIES LLC
October 1, 1999 - August 20, 2002
WELLS FARGO CLEARING SERVICES, LLC
February 1, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
April 30, 1998 - February 1, 1999
BOWLES HOLLOWELL CONNER & CO.
April 3, 1996 - April 30, 1998
BOWLES HOLLOWELL CONNER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/5/2019)
(6/29/2007)
(8/24/2015)
(10/20/2006)
(3/3/2005)
(4/13/2006)
(9/28/2009)
(9/28/2009)
(9/28/2009)
(9/28/2009)
(10/1/2025)
(6/5/2006)
(3/7/2005)
(3/2/2005)
(2/3/2021)
(10/23/2006)
(9/28/2009)
(10/23/2006)
(5/27/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FIDUS SECURITIES, LLC
CRD#: 132882 / SEC#: , 8-66656
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
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