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HW

Henry J. Weiss

HILCO CORPORATE FINANCE
New York, NY 10036
Some features on this profile are disabled
CRD#: 2419130
HW

Professional summary

Henry Joel Weiss, who also goes by Hank Weiss, Henry Weiss, is a registered financial professional currently at HILCO CORPORATE FINANCE, LLC located in New York, New York.

Henry is registered as a RR (Registered Representative) and started their career in finance in 1994. Henry has worked at 12 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 10 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hank Weiss | Henry Weiss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Henry Joel Weiss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 2023 - Present

HILCO CORPORATE FINANCE, LLC

Office #1: 1500 Broadway 27th Floor, New York, NY 10036
BD
CRD#: 282060
New York, NY
Past

October 3, 2019 - September 15, 2021

AXOS CLEARING LLC

BD
CRD#: 117176
ISELIN, NJ
Past

September 6, 2018 - February 21, 2019

STONEX FINANCIAL INC.

BD
CRD#: 45993
NEW YORK, NY
Past

April 30, 2018 - August 21, 2018

FNEX CAPITAL, LLC

BD
CRD#: 166316
INDIANAPOLIS, IN
Past

April 27, 2015 - May 23, 2016

OSCAR GRUSS & SON INCORPORATED

BD
CRD#: 2091
NEW YORK, NY
Past

February 23, 2015 - April 15, 2015

WALL STREET ACCESS

BD
CRD#: 10012
TINTON FALLS, NJ
Past

May 23, 2011 - July 29, 2014

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
NEW YORK, NY
Past

February 4, 2009 - January 24, 2011

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
NEW YORK, NY
Past

May 3, 2004 - February 5, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 25, 2000 - April 16, 2004

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

November 3, 1997 - October 20, 2000

CATHAY FINANCIAL INC

BD
CRD#: 30065
NEW YORK, NY
Past

December 19, 1994 - October 16, 1997

BERNARD L. MADOFF INVESTMENT SECURITIES LLC

BD
CRD#: 2625
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/4/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/26/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/25/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/17/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/12/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HILCO CORPORATE FINANCE, LLC
HILCO CORPORATE FINANCE, LLC

CRD#: 282060 / SEC#: , 8-69699

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
Mailing Address
401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
Phone number
(847) 504-3270
Established
Delaware since 03/09/2015
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HILCO VALUATION SERVICES, LLCMEMBER
KAUP, ERIC WARDSECRETARY AND GENERAL COUNSEL6584047
KLEIN, RICHARD SCOTTCHIEF EXECUTIVE OFFICER2388649
LENART, BRIAN DOUGLASCCO, AMLCO, FINOP736107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HILCO CORPORATE FINANCE, LLC

CRD#: 282060New York, NY 10036

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