Robert W. Johnson

INVESTMENT DISTRIBUTORS

Covington, KY 41011

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CRD#: 2419112

Professional summary

Robert W Johnson, who also goes by Rob W Johnson, Rob Johnson, Robert Walker Johnson, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rob W Johnson | Rob Johnson | Robert Walker Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert W Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2024 - Present

INVESTMENT DISTRIBUTORS, INC.

Office #1: 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011

CRD#: 35490

Covington, KY

Past

June 5, 2013 - November 15, 2024

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

September 4, 2012 - May 3, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 4, 2011 - August 14, 2012

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

July 16, 2010 - October 7, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GREENWOOD VILLAGE, CO

Past

March 3, 2009 - November 4, 2009

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

September 18, 2007 - November 3, 2008

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

DENVER, CO

Past

August 24, 2005 - October 4, 2005

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

March 9, 2005 - June 20, 2005

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

February 28, 2001 - March 10, 2005

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

September 6, 2000 - February 13, 2001

J. P. MORGAN ADVISORY SERVICES INC.

CRD#: 102040

NEW YORK, NY

Past

April 6, 2000 - February 13, 2001

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

March 21, 1997 - November 16, 1999

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

February 3, 1994 - October 4, 1994

INVESCO DISTRIBUTORS, INC.

CRD#: 289

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(11/15/2024)

Arizona
(11/15/2024)

California
(11/15/2024)

Colorado
(11/15/2024)

Hawaii
(11/15/2024)

Idaho
(11/15/2024)

Illinois
(11/15/2024)

Iowa
(11/15/2024)

Kansas
(11/15/2024)

Minnesota
(11/15/2024)

Missouri
(11/15/2024)

Montana
(11/15/2024)

Nebraska
(11/15/2024)

Nevada
(11/15/2024)

New Mexico
(11/15/2024)

North Dakota
(11/15/2024)

Oregon
(11/15/2024)

South Dakota
(11/15/2024)

Texas
(11/15/2024)

Utah
(11/15/2024)

Washington
(11/15/2024)

Wisconsin
(11/15/2024)

Wyoming
(11/15/2024)

Exams

State Security Law Exam

Series 63

Date: 9/29/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/16/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/5/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/20/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT DISTRIBUTORS, INC.

CRD#: 35490 / SEC#: , 8-46802

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

2801 Highway 280 South, Birmingham, AL 35223

Mailing Address

2801 Highway 280 South, Birmingham, AL 35223

Phone number

(205) 868-3073

Established

Tennessee since 08/30/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PROTECTIVE LIFE CORPORATION	PARENT COMPANY
CARLSON, MARTHA L	DESIGNATED RESPONSIBLE LICENSED PRODUCER	2731502
COFFMAN, BENJAMIN PAUL	CHIEF FINANCIAL OFFICER	6738662
COLLAZO, KIMBERLY	ASSISTANT SECRETARY	8075061
CREUTZMANN, SCOTT EMIL	DIRECTOR	5351383
LANE, JAMIE LAURA	DIRECTOR	5779720
LEE, FELICIA MALLOCH	SECRETARY	7498538
MCCRELESS, KEVIN LUCIUS	CHIEF COMPLIANCE OFFICER	5180100
MORSCH, LETITIA A	DIRECTOR & ASSISTANT SECRETARY	5133531
TENNENT, RAYBURN EDWARD	SR ANALYST FINANCIAL REPORTING	6245099
WAGNER, JAMES CARL JR	PRESIDENT & DIRECTOR	4261922

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert W. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert W Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

METLIFE INVESTORS DISTRIBUTION COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ADP BROKER-DEALER, INC.

SIGNATOR FINANCIAL SERVICES, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

GLOBAL ATLANTIC DISTRIBUTORS, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

J. P. MORGAN ADVISORY SERVICES INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

INVESCO DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/2008

Series 65

Date: 6/16/2000

SIE

Date: 10/1/2018

Series 7

Date: 5/5/2000

Series 6

Date: 3/20/1997

FINRA

Current Firm

INVESTMENT DISTRIBUTORS, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INVESTMENT DISTRIBUTORS, INC.

TRUST BUT VERIFY

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