Edgar E. Bernstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edgar Eugene Bernstein was a registered financial professional .
Edgar is a previously registered financial professional and started their career in finance in 1994. Edgar had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2013 - July 29, 2013
G-2 TRADING,LLC
May 3, 2006 - January 7, 2008
OPUS TRADING FUND LLC
February 3, 2003 - March 16, 2004
SCHONFELD SECURITIES, LLC
December 8, 1998 - January 30, 2003
LADENBURG THALMANN & CO. INC.
May 5, 1998 - December 14, 1998
FIRST NEW YORK SECURITIES L.L.C.
February 1, 1994 - May 6, 1998
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/25/2000
Limited Representative-Equity Trader ExamCurrent Firm
G-2 TRADING,LLC
CRD#: 44018 / SEC#: , 8-50510
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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