Kevin L. Ramsier

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CRD#: 2418666

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Lee Ramsier was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1993. Kevin had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 79, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Rescon Group, LLC - Property restoration contractor, 5% owner, 1 hour per week call, since 2014. 2. Sier Capital Partners- Member, private investment entity. 2 hours per week.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 18, 2020 - October 6, 2025

THOR FINANCIAL TECHNOLOGIES

RIA

CRD#: 310362

GREENSBURG, PA

Past

June 3, 2020 - October 2, 2025

UX WEALTH PARTNERS LLC

RIA

CRD#: 308983

Waxhaw, NC

Past

May 22, 2017 - May 29, 2020

EXACT STRATEGIES, LLC

RIA

CRD#: 288366

FAIRLAWN, OH

Past

January 4, 2016 - August 7, 2018

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

Boston, MA

Past

December 23, 2015 - December 19, 2019

INFINITY CAPITAL MANAGEMENT LLC

RIA

CRD#: 151697

Parker, CO

Past

May 14, 2013 - March 21, 2014

EDI FINANCIAL, INC.

CRD#: 15699

LANSING, MI

Past

January 25, 2013 - December 31, 2013

INFINITY CAPITAL MANAGEMENT LLC

RIA

CRD#: 151697

LANSING, MI

Past

December 3, 2012 - May 1, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

LANSING, MI

Past

January 22, 2010 - February 11, 2011

CURIAN CLEARING, LLC

CRD#: 132938

DENVER, CO

Past

November 11, 2008 - March 9, 2011

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

November 10, 2008 - December 31, 2009

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

June 7, 2002 - November 3, 2008

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

RIA

CRD#: 109264

HOUSTON, TX

Past

January 26, 1999 - November 3, 2008

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

SCOTTSDALE, AZ

Past

August 21, 1997 - December 10, 1998

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

August 7, 1996 - May 16, 1997

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

December 22, 1993 - May 11, 1995

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THOR FINANCIAL TECHNOLOGIES

THOR FINANCIAL TECHNOLOGIES | THOR TRADING ADVISORS, LLC

CRD#: 310362 / SEC#: 801-126093

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/13/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 2/25/2016

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 12/21/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/7/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 11/7/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

THOR FINANCIAL TECHNOLOGIES

THOR FINANCIAL TECHNOLOGIES | THOR TRADING ADVISORS, LLC

CRD#: 310362 / SEC#: 801-126093

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/20/2022 Terminated)

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Contact information

Main Address

327 W. Pittsburgh St., Greensburg, PA 15601

Mailing Address

Phone number

(412) 860-6078

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 113,903,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin L. Ramsier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

UX WEALTH PARTNERS LLC

EXACT STRATEGIES, LLC

AGES FINANCIAL SERVICES, LTD.

INFINITY CAPITAL MANAGEMENT LLC

EDI FINANCIAL, INC.

INFINITY CAPITAL MANAGEMENT LLC

ALLIED BEACON PARTNERS, INC.

CURIAN CLEARING, LLC

CURIAN CAPITAL, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

INVESCO DISTRIBUTORS, INC.

COREBRIDGE CAPITAL SERVICES, INC.

EDWARD JONES

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

THOR FINANCIAL TECHNOLOGIES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2001

Series 63

Date: 1/13/1994

SIE

Date: 8/7/2018

Series 79

Date: 2/25/2016

Series 7

Date: 12/21/1993

Series 24

Date: 1/7/2005

Series 8

Date: 11/7/1994

Current Firm

THOR FINANCIAL TECHNOLOGIES

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

THOR FINANCIAL TECHNOLOGIES

TRUST BUT VERIFY

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