Anthony J. Bush
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony James Bush, who also goes by Anthony J Bush, James Anthony Sutton, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1994. Anthony had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2013 - January 31, 2014
WINDSOR STREET CAPITAL, LP
September 7, 2010 - October 10, 2011
PHD CAPITAL
December 15, 2006 - July 22, 2008
J.H. DARBIE & CO., INC.
November 17, 2004 - November 17, 2004
WINDSOR STREET CAPITAL, LP
March 3, 2004 - June 3, 2004
EASTBROOK CAPITAL GROUP LLC
March 23, 2000 - February 6, 2003
MURIEL SIEBERT & CO., LLC
February 8, 2000 - February 29, 2000
EASTBROOK CAPITAL GROUP LLC
February 1, 1999 - April 12, 1999
CONTINENTAL BROKER-DEALER CORP.
November 4, 1998 - December 4, 1998
J. P. GIBBONS & CO., INC.
March 28, 1994 - November 24, 1998
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
