Stephen Alan Colavito | Financial Professional | Winter Park, Florida

Professional summary

Stephen Alan Colavito, who also goes by Stephen Alan Colavito Jr, is a registered financial advisor currently at SB ADVISORY, LLC located in Winter Park, Florida and SAN BLAS ADVISORY, INC. located in Winter Park, Florida.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Stephen has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Alan Colavito Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Colavito consults with Enverra Partners, which is not investment-related. Address: 2101 L Street NW, Suite 300 | Washington, DC 20037. Start: 10/2017. Approximate number of hours: 10/month, 10 during trading hours. Duties: Consulting. Mr. Colavito is a council member at Gerson Lehrman Group, which is not investment-related. Address: 60 East 42nd Street, 3rd Floor, New York, NY. 10165. Nature: Consulting Services. Start: 6/2016. Approximate number of hours: 4/month, 0 during trading hours. Duties: Consulting.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Alan Colavito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2023 - Present

SB ADVISORY, LLC

RIA

CRD#: 154680

Winter Park, FL

Current

June 12, 2023 - Present

SAN BLAS ADVISORY, INC.

RIA

CRD#: 296929

Winter Park, FL

Current

February 25, 2025 - Present

SAN BLAS SECURITIES LLC

Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606

BD

CRD#: 723

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SA

SB ADVISORY, LLC

CRD#: 154680 / SEC#: 801-77380

RIA

Registered Investment Advisory firm - (12/4/2012 Approved)

Arkansas

Registered Investment Advisory firm - (12/31/2012 Terminated)

California

Registered Investment Advisory firm - (12/31/2012 Terminated)

Colorado

Registered Investment Advisory firm - (1/3/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2012 Terminated)

Indiana

Registered Investment Advisory firm - (12/31/2012 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2012 Terminated)

Missouri

Registered Investment Advisory firm - (8/19/2014 Terminated)

Nevada

Registered Investment Advisory firm - (12/31/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (1/2/2013 Terminated)

New Mexico

Registered Investment Advisory firm - (12/31/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/31/2012 Terminated)

Puerto Rico

Registered Investment Advisory firm - (12/31/2012 Terminated)

Tennessee

Registered Investment Advisory firm - (12/31/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/3/2013 Terminated)

Utah

Registered Investment Advisory firm - (12/31/2012 Terminated)

Virginia

Registered Investment Advisory firm - (12/31/2012 Terminated)

West Virginia

Registered Investment Advisory firm - (12/31/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(7/20/2023)

RR

Florida
(4/30/2025)

IAR

Georgia
(6/12/2023)

IAR

Illinois
(3/14/2024)

RR

Pennsylvania
(5/8/2025)

IAR

Texas
(5/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 12/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

SA

SB ADVISORY, LLC

CRD#: 154680 / SEC#: 801-77380

RIA

Registered Investment Advisory firm - (12/4/2012 Approved)

Arkansas

Registered Investment Advisory firm - (12/31/2012 Terminated)

California

Registered Investment Advisory firm - (12/31/2012 Terminated)

Colorado

Registered Investment Advisory firm - (1/3/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2012 Terminated)

Indiana

Registered Investment Advisory firm - (12/31/2012 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2012 Terminated)

Missouri

Registered Investment Advisory firm - (8/19/2014 Terminated)

Nevada

Registered Investment Advisory firm - (12/31/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (1/2/2013 Terminated)

New Mexico

Registered Investment Advisory firm - (12/31/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/31/2012 Terminated)

Puerto Rico

Registered Investment Advisory firm - (12/31/2012 Terminated)

Tennessee

Registered Investment Advisory firm - (12/31/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/3/2013 Terminated)

Utah

Registered Investment Advisory firm - (12/31/2012 Terminated)

Virginia

Registered Investment Advisory firm - (12/31/2012 Terminated)

West Virginia

Registered Investment Advisory firm - (12/31/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184

Mailing Address

Phone number

(404) 704-0406

Established

Firm type

Fiscal year end

# of Employees

29

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SB ADVISORY BROCHURE (10/6/2025)

Regulatory assets under management

Total Number of Accounts	1,540
AUM (Assets Under Management)	$ 404,771,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen A. Colavito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Alan Colavito's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAN BLAS ADVISORY, INC.

SAN BLAS SECURITIES LLC

PERIGON WEALTH MANAGEMENT, LLC

BISON WEALTH, LLC

ASSET PRESERVATION ADVISORS, LLC

ENVERRA CAPITAL LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

RAYMOND JAMES & ASSOCIATES, INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

Primary Firm SEC Registration

SB ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/1993

Series 63

Date: 12/8/1993

SIE

Date: 10/1/2018

Series 7

Date: 12/7/1993

FINRA

Nasdaq Stock Market

Current Firm

SB ADVISORY, LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SB ADVISORY, LLC

TRUST BUT VERIFY

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