Donald R. Kusak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Raymond Kusak, who also goes by Donald Kusak, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1993. Donald had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2025 - December 31, 2025
CETERA INVESTMENT ADVISERS LLC
February 20, 2025 - December 31, 2025
CETERA WEALTH SERVICES, LLC
January 20, 2012 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 9, 2012 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 17, 2006 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
July 10, 2002 - August 23, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
April 11, 2000 - July 15, 2002
WMA INVESTMENT ADVISORS, INC. (WMAIA)
April 12, 1994 - April 12, 2002
WMA SECURITIES, INC.
November 30, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
