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EK

Eric Koford

AE WEALTH MANAGEMENT
Overland Park, KS 66210
Some features on this profile are disabled
CRD#: 2418499
EK

Professional summary

Eric Koford, who also goes by Eric Scott Koford, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Overland Park, Kansas.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Eric has worked at 22 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Eric Scott Koford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Koford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2026 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 10895 Grandview Dr 2nd Floor, Overland Park, KS 66210
RIA
CRD#: 282580
Overland Park, KS
Past

June 3, 2025 - October 15, 2025

JGP WEALTH MANAGEMENT, LLC

RIA
CRD#: 290694
Provo, UT
Past

September 27, 2024 - May 15, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PROVO, UT
Past

September 27, 2024 - May 15, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PROVO, UT
Past

May 14, 2024 - October 1, 2024

DIVERSIFY WEALTH MANAGEMENT, LLC

RIA
CRD#: 329878
SANDY, UT
Past

September 15, 2023 - May 10, 2024

DIVERSIFY ADVISORY SERVICES, LLC

RIA
CRD#: 326060
SANDY, UT
Past

March 9, 2022 - February 9, 2024

DFPG INVESTMENTS, LLC

RIA
CRD#: 155576
Sandy, UT
Past

March 8, 2022 - October 1, 2024

DFPG INVESTMENTS, LLC

BD
CRD#: 155576
Sandy, UT
Past

February 22, 2021 - February 4, 2022

BMO ASSET MANAGEMENT CORP.

RIA
CRD#: 106466
OREM, UT
Past

January 2, 2020 - December 3, 2021

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
PORTLAND, ME
Past

March 13, 2019 - December 31, 2020

BMO ASSET MANAGEMENT CORP.

RIA
CRD#: 106466
PROVO, UT
Past

March 13, 2019 - December 31, 2019

BMO INVESTMENT DISTRIBUTORS, LLC

BD
CRD#: 146711
CHICAGO, IL
Past

July 13, 2018 - March 6, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

June 4, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
AMERICAN FORK, UT
Past

December 12, 2016 - March 5, 2019

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SALT LAKE CITY, UT
Past

February 27, 2012 - July 31, 2013

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
OVERLAND PARK, KS
Past

February 27, 2012 - July 31, 2013

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
OVERLAND PARK, KS
Past

August 10, 2010 - March 12, 2012

WADDELL & REED

RIA
CRD#: 866
INDEPENDENCE, MO
Past

August 10, 2010 - March 12, 2012

WADDELL & REED

BD
CRD#: 866
INDEPENDENCE, MO
Past

September 30, 2009 - August 11, 2010

MORGAN STANLEY

RIA
CRD#: 149777
OVERLAND PARK, KS
Past

September 25, 2009 - August 11, 2010

MORGAN STANLEY

BD
CRD#: 149777
OVERLAND PARK, KS
Past

September 27, 2006 - May 22, 2009

PGIM INVESTMENTS LLC

RIA
CRD#: 105670
LEES SUMMIT, MO
Past

September 14, 2006 - May 22, 2009

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

June 5, 2002 - August 3, 2006

AIM PRIVATE ASSET MANAGEMENT

RIA
CRD#: 109264
HOUSTON, TX
Past

November 23, 1998 - August 3, 2006

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

March 2, 1998 - July 15, 1998

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

January 2, 1997 - March 2, 1998

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

December 7, 1993 - January 10, 1997

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA
Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(4/23/2026)
IAR
Missouri
(4/23/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/30/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/19/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/16/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/12/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 11/25/2009
Futures Managed Funds Examination

Current Firm

AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA
Registered Investment Advisory firm - (2/17/2016 Approved)
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Contact information

Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)
FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts111,059
AUM (Assets Under Management)$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AE WEALTH MANAGEMENT, LLC

CRD#: 282580Overland Park, KS 66210

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