Todd A. Volkman

VOLKMAN WEALTH MANAGEMENT

Dallas, TX 75229

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CRD#: 2418487

Professional summary

Todd Alan Volkman, CFP® is a registered financial advisor currently at VOLKMAN WEALTH MANAGEMENT, LLC located in Dallas, Texas.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Todd has worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Todd Alan Volkman is an independent licensed insurance agent. 2) Position: Wholesaler; FIRM: Efficient Market Advisors; Investment Related: Yes; 4180 La Jolla Village Drive, Ste 315, La Jolla, CA 92037; Description of the business: Investment Management; Start date with business: 2020-09-01; Percentage of total yearly compensation expected to be derived from the business: 2.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Volkman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

July 16, 2020 - Present

VOLKMAN WEALTH MANAGEMENT, LLC

Office #1: 4329 Glenaire Drive, Dallas, TX 75229

RIA

CRD#: 309438

Dallas, TX

Past

September 28, 2017 - August 7, 2020

XO WEALTH MANAGEMENT

RIA

CRD#: 281767

DALLAS, TX

Past

November 11, 2014 - September 25, 2017

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ADDISON, TX

Past

November 10, 2014 - September 25, 2017

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ADDISON, TX

Past

July 1, 2014 - November 10, 2014

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

FRISCO, TX

Past

July 1, 2014 - November 10, 2014

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

FRISCO, TX

Past

November 19, 2013 - July 1, 2014

MCCLURE CAPITAL ADVISORS, INC.

RIA

CRD#: 159981

ADDISON, TX

Past

December 3, 2010 - July 1, 2014

DILLON - GAGE SECURITIES, INC.

RIA

CRD#: 10821

ADDISON, TX

Past

December 3, 2010 - July 1, 2014

DILLON - GAGE SECURITIES, INC.

CRD#: 10821

ADDISON, TX

Past

March 24, 2010 - November 23, 2010

EFFICIENT MARKET ADVISORS, LLC

RIA

CRD#: 132188

DALLAS, TX

Past

June 2, 2008 - March 30, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

ADDISON, TX

Past

June 2, 2008 - March 30, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

ADDISON, TX

Past

August 20, 2005 - February 19, 2008

BOFA DISTRIBUTORS, INC.

CRD#: 30683

DALLAS, TX

Past

February 14, 2005 - February 19, 2008

BOFA ADVISORS, LLC

RIA

CRD#: 107900

DALLAS, TX

Past

January 11, 2005 - February 14, 2005

BACAP DISTRIBUTORS, LLC

RIA

CRD#: 46088

DALLAS, TX

Past

September 30, 2004 - August 20, 2005

BACAP DISTRIBUTORS, LLC

CRD#: 46088

CHARLOTTE, NC

Past

May 10, 1999 - August 9, 2004

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

May 14, 1997 - April 20, 1999

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

February 29, 1996 - March 21, 1997

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

Past

February 28, 1996 - March 21, 1997

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

September 27, 1994 - February 13, 1996

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

April 22, 1994 - September 16, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/25/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/1994

General Securities Representative Examination

Current Firm

VOLKMAN WEALTH MANAGEMENT, LLC

CRD#: 309438 / SEC#:

Texas

Registered Investment Advisory firm - (7/16/2020 Approved)

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Contact information

Main Address

Dallas, TX

Mailing Address

4329 Glenaire Drive, Dallas, TX 75229

Phone number

(214) 215-4300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	123
AUM (Assets Under Management)	$ 61,353,894

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd A. Volkman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Volkman's CRS (Customer Relationship Summary).

Certified licenses

Experience

XO WEALTH MANAGEMENT

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MCCLURE CAPITAL ADVISORS, INC.

DILLON - GAGE SECURITIES, INC.

DILLON - GAGE SECURITIES, INC.

EFFICIENT MARKET ADVISORS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

BOFA DISTRIBUTORS, INC.

BOFA ADVISORS, LLC

BACAP DISTRIBUTORS, LLC

BACAP DISTRIBUTORS, LLC

BNY MELLON SECURITIES CORPORATION

INVESCO CAPITAL MARKETS, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS COMPANY LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/2005

Series 63

Date: 5/25/1994

SIE

Date: 9/25/2017

Series 7

Date: 4/21/1994

Current Firm

VOLKMAN WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VOLKMAN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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