AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
ED

Edward B. Doubleday

FREESTONE CAPITAL MANAGEMENT
SANTA BARBARA, CA 93110
Some features on this profile are disabled
CRD#: 2418479
ED

Professional summary

Edward Ballard Doubleday, CPWA®, who also goes by Edward Doubleday, Ned Doubleday, is a registered financial advisor currently at FREESTONE CAPITAL MANAGEMENT, LLC located in Santa Barbara, California.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Edward has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3 and Series 2 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Edward Doubleday | Ned Doubleday

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INNERASIA TRAVEL GROUP; SAN FRANCISCO, CA; FAMILY COMPANY; SERVES ON THE BOARD OF DIRECTORS; 04/28/2020 START DATE; 2 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Ballard Doubleday's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®

Certified Private Wealth Advisor

Start date: 2016-03-02

Expire date: 2024-01-31

Experience

Current

September 11, 2013 - Present

FREESTONE CAPITAL MANAGEMENT, LLC

Office #1: 205 East Carrillo Street Suite 217, Santa Barbara, CA 93110
RIA
CRD#: 145711
SANTA BARBARA, CA
Past

May 21, 2014 - January 7, 2015

FREESTONE SECURITIES, LLC

BD
CRD#: 124260
SEATTLE, WA
Past

August 12, 2011 - March 27, 2014

CERTIS CAPITAL MANAGEMENT, INC.

RIA
CRD#: 144290
SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA
Registered Investment Advisory firm - (4/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/11/2013)
IAR
Texas
(11/2/2023)
IAR
Washington
(4/2/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 3/13/2014
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/18/2011
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/7/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 12/5/2013
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 2
Date: 12/13/1993
Non-Member General Securities Examination

Current Firm

FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA
Registered Investment Advisory firm - (4/25/2008 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
701 5th Avenue 74th Floor, Seattle, WA 98104
Mailing Address
Phone number
(206) 707-7300
Established
Firm type
Fiscal year end
# of Employees
117

SEC notice filing (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FREESTONE CAPITAL MANAGEMENT LLC (8/19/2025)

Regulatory assets under management

Total Number of Accounts6,231
AUM (Assets Under Management)$ 11,493,619,610

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/16/2025
Cover Page
Report
11/21/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FREESTONE CAPITAL MANAGEMENT, LLC

CRD#: 145711Santa Barbara, CA 93110

TRUST BUT VERIFY

Monitor Edward Doubleday

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

DG
David GivenAdvisorCheck Check Mark
CURTIS ADVISORY GROUP, LLC
IAR
Santa Barbara, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.