Michael G. Heimann

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CRD#: 241837

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael George Heimann, who also goes by Mike Heimann, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1973. Michael had worked at 7 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Heimann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 30, 1995 - July 16, 2010

FIRST LINCOLN INVESTMENTS, INC.

CRD#: 7076

LINCOLN, NE

Past

March 14, 1992 - September 17, 1994

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

November 23, 1987 - December 31, 1991

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

February 26, 1986 - November 11, 1987

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

February 14, 1984 - December 23, 1985

CONSOLIDATED INVESTMENT SERVICES, INC.

CRD#: 7929

Past

January 18, 1982 - November 2, 1982

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

Past

November 26, 1973 - March 23, 1982

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 1

Date: 11/21/1973

Registered Representative Examination

Current Firm

FIRST LINCOLN INVESTMENTS, INC.

CRD#: 7076 / SEC#: , 8-20153

Terminated by SEC on 10/29/2010

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Contact information

Main Address

Mailing Address

Phone number

Established

Nebraska since 11/10/1975

Firm type

Corporation

Fiscal year end

September

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ROONEY, MICHAEL JOSEPH	CCO, PRESIDENT, PRINCIPAL	1828399

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael G. Heimann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST LINCOLN INVESTMENTS, INC.

SUNSET FINANCIAL SERVICES, INC.

CADARET, GRANT & CO., INC.

INTEGRATED RESOURCES EQUITY CORPORATION

CONSOLIDATED INVESTMENT SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

SECURITIES MANAGEMENT & RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 1

Date: 11/21/1973

Current Firm

FIRST LINCOLN INVESTMENTS, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST LINCOLN INVESTMENTS, INC.

TRUST BUT VERIFY

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