Kenneth A. Perrone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Angelo Perrone, who also goes by Kenneth A Perrone Jr, Kenneth A Perrone, Kenneth Angelo Perrone Jr, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2002. Kenneth had worked at 5 firms and has passed the Series 66, Series 63, Series 65, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2012 - April 17, 2013
COPPELL ADVISORY SOLUTIONS LLC
July 23, 2012 - July 1, 2013
SOFI SECURITIES LLC
June 2, 2011 - February 16, 2012
TRUIST INVESTMENT SERVICES, INC.
May 11, 2011 - February 16, 2012
TRUIST INVESTMENT SERVICES, INC.
March 6, 2003 - October 27, 2004
ROCKY HILL ADVISORS INC.
August 2, 2002 - August 23, 2002
FISHER INVESTMENTS
Primary Firm SEC Registration
COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/11/1994
Non-Member General Securities ExaminationCurrent Firm
COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,334 |
| AUM (Assets Under Management) | $ 1,077,958,560 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
