Joseph R. Hoffman

HOFFMAN INVESTMENT SERVICES

Marblehead, OH

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CRD#: 2418270

Professional summary

Joseph Robert Hoffman, who also goes by Joe Hoffman, is a registered financial advisor currently at HOFFMAN INVESTMENT SERVICES, LLC located in Marblehead, Ohio.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joseph has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Hoffman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HOFFMAN INVESTMENT SERVICES, LLC. PRESIDENT. RIA. INVESTMENT RELATED. 9336 EAST BAYSHORE ROAD. MARBLEHEAD, OH 43440. DISCRETIONARY MANAGEMENT OF ASSETS FOR HIGH NET WORTH INDIVIDUALS AND BUSINESSES PRIMARILY USING ETF'S. 130 HRS/MO. 04/2013.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Robert Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2013 - Present

HOFFMAN INVESTMENT SERVICES, LLC

RIA

CRD#: 167360

Marblehead, OH

Past

April 25, 2013 - May 6, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MARBLEHEAD, OH

Past

January 10, 2002 - April 29, 2013

COORDINATED CAPITAL SECURITIES, INC.

RIA

CRD#: 14762

MARBLEHEAD, OH

Past

January 22, 1999 - April 29, 2013

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

MARBLEHEAD, OH

Past

January 5, 1996 - August 28, 1998

CAPITAL SECURITIES OF AMERICA, INC.

CRD#: 36405

HARTVILLE, OH

Past

February 8, 1995 - December 31, 1995

TEMPO SECURITIES CORPORATION

CRD#: 18175

CLEVELAND, OH

Past

November 26, 1993 - February 7, 1995

MONTANO SECURITIES CORPORATION

CRD#: 7887

ORANGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/26/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/1993

General Securities Representative Examination

Current Firm

HOFFMAN INVESTMENT SERVICES, LLC

CRD#: 167360 / SEC#:

Ohio

Registered Investment Advisory firm - (4/26/2013 Approved)

Texas

Registered Investment Advisory firm - (12/31/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Marblehead, OH

Mailing Address

Phone number

(216) 509-3993

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 34,026,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph R. Hoffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Robert Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

CAPITAL SECURITIES OF AMERICA, INC.

TEMPO SECURITIES CORPORATION

MONTANO SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2007

Series 63

Date: 11/22/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/24/1993

Current Firm

HOFFMAN INVESTMENT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOFFMAN INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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