William D. Isaacson

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CRD#: 2418034

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William David Isaacson was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1993. William had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)100% BUSINESS OWNER OF "ISAACSON TAX & ESTATE ADVISORS, INC" OPERATING AS DBA PROVIDING FIXED INSURANCE, AND PERFORMING ACCOUNTING AND TAX PREPARATION SINCE 01/2005.NON IVESTMENT RELATED. APROXIMATELY 50% TIME SPENT. (2) 50% OWNER OF TWO INVESTMENT PROPERTIES, OPERATING AS PROPERTY MANAGER SINCE 01/2005. NON INVESTMENT RELATED. APROXIMATELY 1% TIME SPENT. (2) Blackridge Asset Management, LLC; IAR; Start Date: 09/2020; Investment Related: Yes; Approximate Number Of Hours Spent On Activity Per Month: 10; Approximate Number Of Hours Spent On Activity Per Month During Trading Hours: 10

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 4, 2020 - December 31, 2023

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Boynton Beach, FL

Past

September 11, 2020 - December 31, 2023

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

Boynton Beach, FL

Past

June 10, 2013 - September 11, 2020

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

BOYNTON BEACH, FL

Past

May 29, 2013 - September 11, 2020

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

BOYNTON BEACH, FL

Past

July 12, 2007 - December 23, 2010

ISAACSON INVESTMENT ADVISORS, INC.

RIA

CRD#: 143488

BOYNTON BEACH, FL

Past

March 16, 2007 - May 29, 2013

NFSG CORPORATION

RIA

CRD#: 130814

BOCA RATON, FL

Past

March 13, 2007 - May 29, 2013

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOYNTON BEACH, FL

Past

November 15, 2004 - March 19, 2007

ASSET & FINANCIAL PLANNING, LTD

RIA

CRD#: 110709

BOYNTON BEACH, FL

Past

October 27, 2004 - March 19, 2007

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

BOYNTON BEACH, FL

Past

November 25, 2002 - October 4, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

BOCA RATON, FL

Past

March 20, 2002 - October 4, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

November 27, 2000 - April 1, 2002

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

June 1, 1999 - October 25, 1999

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

September 26, 1997 - June 1, 1999

STUART, COLEMAN & CO., INC.

CRD#: 8642

NEW YORK, NY

Past

July 24, 1997 - October 2, 1997

FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035

KINGSTON, PA

Past

July 15, 1994 - August 6, 1997

NICHOLS, SAFINA, LERNER & CO. INC.

CRD#: 35476

NEW YORK, NY

Past

February 5, 1994 - June 9, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 26, 1993 - March 1, 1994

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/21/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/21/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William D. Isaacson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

ISAACSON INVESTMENT ADVISORS, INC.

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

ASSET & FINANCIAL PLANNING, LTD

PRIME CAPITAL SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

CITICORP INVESTMENT SERVICES

HAPOALIM SECURITIES USA, INC.

STUART, COLEMAN & CO., INC.

FIRST SECURITY INVESTMENTS, INC.

NICHOLS, SAFINA, LERNER & CO. INC.

CITIGROUP GLOBAL MARKETS INC.

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/2002

Series 63

Date: 11/26/1993

SIE

Date: 10/1/2018

Series 7

Date: 11/24/1993

Series 10

Date: 1/21/2003

Series 9

Date: 1/21/2003

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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