Richard Grecco

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CRD#: 2417998

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Grecco was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1995. Richard had worked at 10 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 27, 2005 - October 8, 2024

BLOOMBERG TRADEBOOK LLC

CRD#: 40881

NEW YORK, NY

Past

August 9, 2005 - September 13, 2005

SETON SECURITIES GROUP, INC.

CRD#: 18044

NEW YORK, NY

Past

June 23, 2005 - August 9, 2005

VFINANCE INVESTMENTS, INC

CRD#: 44962

BOCA RATON, FL

Past

May 27, 2004 - July 5, 2005

JULIUS BAER SECURITIES INC.

CRD#: 1141

NEW YORK, NY

Past

April 16, 2003 - May 4, 2004

HILL THOMPSON MAGID & CO., INC.

CRD#: 2202

JERSEY CITY, NJ

Past

March 18, 1999 - March 21, 2003

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

September 18, 1998 - February 18, 1999

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

November 27, 1995 - September 11, 1998

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

August 3, 1995 - October 23, 1995

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

May 9, 1995 - July 14, 1995

CROWN FINANCIAL GROUP, INC.

CRD#: 540

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/12/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 6/24/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/8/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/4/2007

General Securities Principal Examination

Current Firm

BLOOMBERG TRADEBOOK LLC

BLOOMBERG TRADEBOOK | BLOOMBERG TRADEBROOK LLC | BLOOMBERG TRADEBOOK LLC

CRD#: 40881 / SEC#: , 8-49219

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

731 Lexington Ave, New York, NY 10022

Mailing Address

731 Lexington Ave, New York, NY 10022

Phone number

(212) 617-4865

Established

Delaware since 03/28/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BLOOMBERG L.P.	MANAGING MEMBER
KLEINBAUER, DEREK JOSEF	CEO/PRESIDENT	7279271
MILHAM, CHRISTOPHER MICHAEL	CHIEF FINANCIAL OFFICER, PFO, POO	3092157
ROTELA, DOUGLAS MARTIN	CHIEF COMPLIANCE OFFICER	5127496

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard Grecco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SETON SECURITIES GROUP, INC.

VFINANCE INVESTMENTS, INC

JULIUS BAER SECURITIES INC.

HILL THOMPSON MAGID & CO., INC.

KNIGHT CAPITAL AMERICAS, L.P.

UBS SECURITIES LLC

UBS CAPITAL MARKETS L.P.

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CROWN FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/1995

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 6/12/2006

Series 55

Date: 6/24/1999

Series 7

Date: 5/8/1995

Series 24

Date: 9/4/2007

Current Firm

BLOOMBERG TRADEBOOK LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BLOOMBERG TRADEBOOK LLC

TRUST BUT VERIFY

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