Mace Leder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mace Leder, who also goes by Mace Edward Leder, was a registered financial professional .
Mace is a previously registered financial professional and started their career in finance in 1996. Mace had worked at 5 firms and has passed the Series 63, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2004 - October 5, 2005
GOETZ, BATCHKER & COMPANY, INC.
October 1, 2000 - October 5, 2005
FISHMAN & LEDER, INC.
July 18, 2000 - January 30, 2002
ANDERSON & STRUDWICK, INCORPORATED
June 9, 1997 - October 16, 2000
OSCAR GRUSS & SON INCORPORATED
June 18, 1996 - January 24, 2001
LABRANCHE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 3/14/2000
NYSE Trading Assistant ExaminationCurrent Firm
GOETZ, BATCHKER & COMPANY, INC.
CRD#: 32282 / SEC#: , 8-25842
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
