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Mace Leder

CRD# 2417950·Registered 1996 - 2005
Previously Registered: Being a previously registered professional could mean that Mace is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mace Leder, who also goes by Mace Edward Leder, was a registered financial advisor. Mace was a previously registered financial professional and started their career in finance 1996 - 2005. Mace had worked at 5 firms and has passed the Series 63, Series 25 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mace Edward Leder

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

GOETZ, BATCHKER & COMPANY, INC.·CRD# 32282
BD
New York, NY
November 12, 2004 - October 5, 2005
FISHMAN & LEDER, INC.·CRD# 35303
BD
New York, NY
October 1, 2000 - October 5, 2005
ANDERSON & STRUDWICK, INCORPORATED·CRD# 48
BD
Richmond, VA
July 18, 2000 - January 30, 2002
OSCAR GRUSS & SON INCORPORATED·CRD# 2091
BD
New York, NY
June 9, 1997 - October 16, 2000
LABRANCHE FINANCIAL SERVICES, LLC·CRD# 7432
BD
New York, NY
June 18, 1996 - January 24, 2001

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Current Firm

GB
GOETZ, BATCHKER & COMPANY, INC.

GOETZ, BATCHKER & COMPANY, INC.

CRD#: 32282 / SEC#: 8-25842
BD
Terminated by SEC on 01/05/2009

Contact Information

Established

New York since 01/30/1981

Firm Type

Corporation

Fiscal Year End

February

Documents

Direct owners and executive officers

NamePositionCRD#
BATCHKER, CRAIG ARTHURCHAIRMAN, DIRECTOR, CEO2343099
CHIZUK, PAULCFO3247649
DIMIRSKY, DAVID JACOBCHIEF COMPLIANCE OFFICER68245

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1994About the Series 63 exam

Series 25 — NYSE Trading Assistant Examination

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Jan 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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